Every firm answers the same forty questions. What differs is who is asking and what evidence satisfies them. Start with your industry.
41% now use AI, up from 9%. SQMS 1 quality management, confidentiality, tax and audit AI workflows.
Read the guideABA Formal Opinion 512, 1,598 hallucination cases, malpractice carriers now asking about AI.
Read the guideNAIC AI Model Bulletin in 24 states, carrier pushdown, 55% of agencies with no written AI policy.
Read the guideSEC exam priorities name AI washing and AI supervision. Books-and-records for AI tools.
Read the guideHIPAA and AI scribes, BAAs with AI vendors, Joint Commission guidance, patient disclosure.
Read the guideAI sections in RFPs, deliverable accuracy, contractual AI clauses, subcontractor oversight.
Read the guideThese firms take the same audit today. Industry guides are in progress.
Stamped drawings, code compliance and liability when AI drafts the first pass.
Fair-housing exposure in AI listings and screening, plus client data in AI tools.
AI in hiring decisions, state and local automated-decision laws, candidate data.
Disclosure to clients, IP and licensing of AI output, brand and defamation risk.
Model risk guidance, fair-lending exposure, examiner questions on AI vendors.
Donor data, grant-funder questionnaires, board oversight of AI use.
Client data in AI tooling, vendor stacking, the AI clauses now in MSAs.
Student data, academic integrity, disclosure of AI in instruction and grading.
AI in claims triage, unfair-claims-practices exposure, adjuster oversight.
AI sourcing and screening, bias testing, candidate consent and disclosure.
Agency AI clauses, CUI handling, subcontractor flow-downs, disclosure in proposals.
The standard is industry-neutral. If your firm uses AI in client work, it applies.